Last Updated: August 25, 2025

At KGT Strategies LLC, protecting privacy and maintaining confidentiality of personal and financial information is fundamental. This Privacy Policy explains how we may collect, use, protect, and share information.

1. Information We May Collect

We may collect the following types of information:

Personal Information: – Name, address, phone number, email address – Social Security number or tax identification number – Date of birth and citizenship information – Employment and income information – Investment experience and objectives

Financial Information: – Account balances and transaction history – Investment holdings and performance data – Banking and payment information – Credit and financial references – Net worth and liquidity information

Technical Information: – IP address, browser type, and device information – Website usage data and analytics – Communication records and preferences

2. How We May Use Information

Information may be used for:

Investment Management: – Personalized investment advice and portfolio management – Conducting investment research and analysis – Managing accounts and facilitating transactions – Monitoring portfolio performance and risk

Business Operations: – Onboarding and account maintenance – Regulatory compliance and reporting, as required – Risk management and fraud prevention – Communication regarding services and market developments

Legal and Regulatory Requirements: – Compliance with any applicable securities laws and regulations – Anti-money laundering (AML) and know-your-customer (KYC) requirements – Examinations and audits

3. Information Sharing and Disclosure

We maintain strict information confidentiality. We may share information in the following circumstances:

Service Providers: – Qualified custodians and broker-dealers – Professional service providers (attorneys, accountants, auditors) – Technology service providers under strict confidentiality agreements

Legal Requirements: – Regulatory authorities when required by law – Court orders, subpoenas, or legal process – Law enforcement agencies for legitimate investigations

Business Transfers: – In connection with a merger, acquisition, or sale of assets (with appropriate confidentiality protections)

Consent Required: – When explicit consent for specific disclosures is given

We do not sell, rent, or otherwise commercialize personal information.

4. Data Security

We strive to implement security measures to protect information:

Technical Safeguards: – Encryption of sensitive data in transit and at rest – Secure network infrastructure and firewalls – Multi-factor authentication systems – Regular security assessments and updates

Physical Safeguards: – Secure facilities with restricted access – Locked filing systems for physical documents – Proper disposal of confidential information

Administrative Safeguards: – Employee training on privacy and security – Background checks for personnel with access to information – Incident response and breach notification procedures

5. Cookies and Website Analytics

Our website uses cookies and similar technologies to: – Improve website functionality and user experience – Analyze website usage and performance – Provide personalized content and services

You can manage cookie preferences through your browser settings. Some website features may not function properly if cookies are disabled.

6. Your Privacy Rights

Depending on your location and applicable laws, you may have rights to:

Access and Correction: – Request copies of personal information we maintain – Correct inaccurate or incomplete information – Update your contact preferences

Data Portability: – Receive your information in a structured format – Transfer information to another service provider

Deletion: – Request deletion of personal information (subject to legal and regulatory retention requirements)

Opt-Out: – Decline marketing communications – Limit certain information sharing (where permitted by law)

7. Data Retention

We retain personal information as long as necessary to: – Provide ongoing investment advisory services – Comply with legal and regulatory requirements – Resolve disputes and enforce agreements – Maintain business records for operational purposes

Financial services regulations may require retention of certain records for specified periods, which may extend beyond the termination of our relationship.

8. International Data Transfers

If you are located outside the United States, your information may be transferred to and processed in the United States, where our servers and business operations are located. We implement appropriate safeguards for international data transfers.

9. Third-Party Services

We may use third-party service providers to support our operations. These providers are contractually required to maintain appropriate confidentiality and security standards and may only use our information as necessary to provide services to us.

10. Changes to Privacy Policy

We may update this Privacy Policy to reflect changes in our practices, technology, or legal requirements. Material changes will be communicated to clients through appropriate channels. The latest version will usually be available on our website.

11. California Privacy Rights

California residents may have additional rights under the California Consumer Privacy Act (CCPA) and other state privacy laws. Please contact us for information about exercising these rights.

12. Contact Us

If you have questions about this Privacy Policy or wish to exercise your privacy rights, please contact us at:

Phone: +1 310 863 9943
Email: principal@kgtstrategies.com
Address: 2505B Harriman Lane, Redondo Beach, CA 90278, USA

Privacy Officer: privacy@kgtstrategies.com

Important Notice: As a private investment management firm, we are not subject to the strict confidentiality requirements under federal and state securities laws. We are committed to maintaining the highest standards of privacy protection for personal and financial information.